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News: FCA

June 6, 2024

FSCS investigating claims as Tenet Group enters administration

The FSCS is investigating claims after Tenet Group Ltd went into administration along with three of its subsidiaries – Tenet […]

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May 29, 2024

Intelligent Money enters Administration following complaints

Intelligent Money has gone into Administration following concerns about its financial liabilities in the wake of customer complaints. The SIPP […]

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April 25, 2024

Quilter confirms skilled person review of its ongoing advice service

Quilter has confirmed  a “skilled person” review of its ongoing advice service, following discussions with the FCA. The firm made […]

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April 12, 2024

FSCS investigating two firms connected to British Steel Pension claims

The Financial Services Compensation Scheme (FSCS) has placed two firms – KBFS Financial Ltd and Kathryn Brown – under investigation. […]

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March 25, 2024

FCA review finds 231 firms charged clients for ongoing advice they didn’t deliver

The FCA has published details of a thematic review it carried out on retirement income advice. The results of which […]

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March 11, 2024

FCA fines Inspirational Financial Management for ‘poorly advised’ DB pension transfers

The Financial Conduct Authority (FCA) has fined Inspirational Financial Management Ltd £897,840, claiming it ‘poorly advised’ people to transfer out […]

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February 20, 2024

FCA secures bankruptcy orders against Avacade Directors

The Financial Conduct Authority (FCA) has secured bankruptcy orders against two directors of Avacade, following a High Court order. Avacade, […]

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January 12, 2024

FCA issues warning to unnamed adviser over DB transfer advice

An Adviser has been issued with a warning notice from the Financial Conduct Authority (FCA) concerning advice given to clients […]

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