Sovereign Financial Services

Sovereign Financial Services aka J. Richfield Ltd are currently in liquidation and no longer authorised by the FCA after being told “not to undertake UCIS activities”.

High risk investments are only suitable for high net worth individuals (earning over 100k a year) or sophisticated investors – who basically understand how these investments work and the risks involved.

A huge part of the pension mis-selling scandal that has occurred in recent years has been down to people receiving poor financial advice to transfer their pension into SIPPs which contain high-risk investments, that were not suitable to their circumstances.

​If you are worried about the advice you received from Sovereign Financial Services then you can talk to one of our UK based Claims Handling Team who can help assess if the advice you received was suitable or negligent and if you can pursue a claim for compensation.

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